the daily operation of the services provided to the Client;

conducting credit and/or AML checks;

ensuring ongoing credit worthiness and AML risk level of the Client;

marketing investment, dealing or related services or products (please see further details in paragraph 8 below);

supporting any statements made in any documents in connection with the services of Webull;

assisting other relevant parties, professionals, institutions or relevant regulatory authorities to verify certain facts in connection with the services of Webull;

meeting the requirements to make disclosures under the requirements of any laws and/or regulations binding on Webull;

forming part of the records of the recipient of the data as to the business carried on by it; and

any other purposes relating to or incidental to any of the above.

any agent or third party service provider who provides services to Webull in connection with the operation of its business;

an appropriate person under a duty of confidentiality to Webull including any Affiliate which has undertaken to keep such information confidential;

any person or institution with which the Client has or proposes to have dealings;

credit reference agencies and debt collection agencies (in the event of default payment);

any regulatory authorities or exchanges which relate to or govern any business of Webull and any Affiliate;

any assignee, transferee, delegate, successor or person to whom the account of the Client is transferred and the authorized person of the Client; and

any of Webull’s actual or proposed assignee or participant or sub participant or transferee.

your name, contact details, products and services portfolio information, transaction pattern and behavior, financial background and demographic data held by Webull from time to time (“Marketing Personal Data”) may be used by Webull in direct marketing.

the following classes of services, products and subjects may be marketed:

financial, insurance, securities, commodities, investment and related services and products and facilities;

reward, loyalty or privileges programmes in relation to the class of marketing subjects as referred to in paragraph 8.b.i above;

services and products offered by Webull’s co-branding partners (the names of such co-branding partners can be found in the application form(s) for the relevant services and products, as the case may be) in relation to the class of marketing subjects as referred to in paragraph 8.b.i above; and

donations and contributions for charitable and/or non-profit marking purposes;

the above services, products and subjects may be provided or (in the case of donations and contributions) solicited by Webull and/or:

any Affiliate;

third party financial institutions, insurers, securities, commodities and investment services providers;

third party reward, loyalty, co-branding or privileges programme providers;

co-branding partners of Webull (the names of such co-branding partners can be found in the application form(s) for the relevant services and products, as the case may be); and

charitable or non-profit making organization;

In addition to marketing the above services, products and subjects itself, Webull also intends to provide the Personal Data described in paragraph 8.a above, whether such provision is for gain or not, to all or any of the persons described in paragraph 8.c above for use by them in marketing those services, products and subjects described in paragraph 8.b above (in respect of which Webull may or may not be remunerated), and Webull requires your written consent (which includes an indication of no objection) for those purposes;

Webull may not use your Marketing Personal Data for direct marketing without your consent. Please indicate your consent when signing Account Opening Form or similar document.If you give your consent but subsequently change your mind and no longer wish Webull to use or provide to other persons your Marketing Personal Data for use in direct marketing as described above, you may exercise your opt-out right by notifying Webull in writing addressed to the Data Protection Officer in paragraph 11 of this policy.

tag each of your orders submitted to the CSC with a Broker-to-Client Assigned Number ("BCAN") that is unique to you or the BCAN that is assigned to your joint account with us, as appropriate; and

provide to the Exchange your assigned BCAN and such identification information (“Client Identification Data” or “CID”) relating to you as the Exchange may request from time to time under the Rules of the Exchange. 

to disclose and transfer your BCAN and CID to the Exchange and the relevant SEHK Subsidiaries from time to time, including by indicating your BCAN when inputting a China Connect Order into the CSC, which will be further routed to the relevant China Connect Market Operator on a real-time basis;

to allow each of the Exchange and the relevant SEHK Subsidiaries to:

collect, use and store your BCAN, CID and any consolidated, validated and mapped BCANs and CID information provided by the relevant China Connect Clearing House (in the case of storage, by any of them or via HKEX) for market surveillance and monitoring purposes and enforcement of the Rules of the Exchange;

transfer such information to the relevant China Connect Market Operator (directly or through the relevant China Connect Clearing House) from time to time for the purposes set out in (c) and (d) below; and

disclose such information to the relevant regulators and law enforcement agencies in Hong Kong so as to facilitate the performance of their statutory functions with respect to the Hong Kong financial markets;

to allow the relevant China Connect Clearing House to:

collect, use and store your BCAN and CID to facilitate the consolidation and validation of BCANs and CID and the mapping of BCANs and CID with its investor identification database, and provide such consolidated, validated and mapped BCANs and CID information to the relevant China Connect Market Operator, the Exchange and the relevant SEHK Subsidiary;

use your BCAN and CID for the performance of its regulatory functions of securities account management;;

disclose such information to the Mainland regulatory authorities and law enforcement agencies having jurisdiction over it so as to facilitate the performance of their regulatory, surveillance and enforcement functions with respect to the Mainland financial markets; and

to allow the relevant China Connect Market Operator to:

collect, use and store your BCAN and CID to facilitate their surveillance and monitoring of securities trading on the relevant China Connect Market through the use of the China Connect Service and enforcement of the rules of the relevant China Connect Market Operator; and;

disclose such information to the Mainland regulatory authorities and law enforcement agencies so as to facilitate the performance of their regulatory, surveillance and enforcement functions with respect to the Mainland financial markets.

check whether Webull holds data about him/her and access to such data;

require Webull to correct any data relating to him/her which is inaccurate;

ascertain Webull’s policies and practices in relation to data and be informed of the kind of personal data held by Webull; and

in relation to customer credit, request to be informed which items of Personal Data are routinely disclosed to credit reference agencies or debt collection agencies and be provided with further information to enable the making of an access and correction request to the relevant credit reference agency or debt collection agency.