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Risk Profiling Questionnaires

1. What is Risk Profiling Questionnaire?

Risk Profiling Questionnaire is aiming to understand the risk tolerance of investors and other relevant circumstances, so as to assist investors in choosing appropriate financial products or financial services which match with the risk tolerance level of investors.

2. What determines the outcome of the Questionnaire?

The outcome of your Risk Profiling Questionnaire is determined by the combined scores of two parts: (i) investment experience of the investors and (ii) investment willingness and objectives of the investors. According to the questionnaire outcome, Webull will categorize the risk tolerance level of investors into four types: Conservative, Moderate, Moderate High and Aggressive.
3. What do different risk tolerance level represent respectively?

Conservative (less than or equal to 14) : the relevant client can only tolerate little risks and fluctuations on price and value and expects capital preservation. 

Moderate (15-20) : the relevant client can tolerate certain degree of risks and fluctuations on price and value and expects to get a more stable investment return. 

Moderate High (21-27) : the relevant client can tolerate a relatively high degree of risks and fluctuations on price and value and expects to earn a relatively high investment return.

Aggressive (higher than or equal to 28) : the relevant client can tolerate high level of risks and fluctuations on price and value and expects to earn high investment return.


4. Which investment products can be traded by clients with different risk tolerance levels respectively?
 
Conservative

HK Listed Equities (Main Board)
HK Listed Equities (Main Board) - Initial Public Offering 
HK Market Mutual Funds
US common stocks (including ADR) - Main Boards only
US Fractional Shares (including common stock and ADR) - Main Boards only


Moderate 

HK Listed Equities (Main Board)
HK Listed Equities (Main Board) – Initial Public Offering
HK Market Mutual Funds
Hong Kong Stock Connect; Shanghai A shares and Shenzhen A shares
US common stocks (including ADR) - Main Boards only
US Fractional Shares (including common stock and ADR) - Main Boards only
HK and US Listed ETF (excluding Synthetic ETF, Derivatives related ETF and leveraged and inverse products)



Moderate High

Hong Kong listed stocks (Main Board)   
Hong Kong listed stocks (Main Board) - Initial Public Offering
Hong Kong Listed Stocks (GEM)
Hong Kong Listed Stocks (GEM) - Initial Public Offering 
Hong Kong Listed Warrants
Hong Kong Listed CBBCs
HK Market Mutual Funds
Hong Kong Stock Connect; Shanghai A shares and Shenzhen A shares
US common stocks (including ADR) - Main Boards only
US Fractional Shares (including common stock and ADR) - Main Boards only
US stocks short sell
(US stocks short sell is under preparation now, please pay attention to the subsequent notice)
US Stock Options - Level 1
US Stock Options - Level 2
Hong Kong and US listed ETF
HK and US Listed synthetic or derivative related ETF and leveraged and inverse products
HK and US futures
HK index Options


Aggressive

Hong Kong listed stocks (Main Board)
Hong Kong listed stocks (Main Board) - Initial Public Offering
Hong Kong Listed Stocks (GEM)
Hong Kong Listed Stocks (GEM) – Initial Public Offering 
Hong Kong Listed Warrants
Hong Kong Listed CBBCs
HK Market Mutual Funds
Hong Kong Stock Connect; Shanghai A shares and Shenzhen A shares
US common stocks (including ADR) - Main Boards only
US Fractional Shares (including common stock and ADR) - Main Boards only
US stocks short sell
(US stocks short sell is under preparation now, please pay attention to the subsequent notice)
US Stock Options - Level 1
US Stock Options - Level 2
US Stock Options - Level 3
US Stock Options - Level 4
(The 3rd and 4th level of US stock options are under preparation now, please pay attention to the subsequent notice)
Hong Kong and US listed ETF
HK and US Listed synthetic or derivative related ETF and leveraged and inverse products
HK and US futures
HK index Options

Option Level Table Detail:
Level
Strategy
Level 1

Covered Calls 
(calls sold against stocks held long)
Buy-writes
Cash-Secured Puts


Level 2

Long Calls
Long Puts
Long Straddles
Long Strangles
Covered Puts
Protective Puts
Protective Calls
Collar


Level 3

Credit Spreads
Debit Spreads
Long Butterfly
Short Butterfly
Long Condor
Short Condor
Long Iron Butterfly
(Reverse Iron Butterfly)
Short Iron Butterfly
Long Iron Condor
(Reverse Iron Condor)
Short Iron Condor

Level 4

Naked Equity Puts
Naked Equity Calls

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Risk Disclosure: The content of this page is not an investment advice and does not constitute any offer or solicitation to offer or recommendation of any investment product. It is for general purposes only and does not take into account your individual needs, investment objectives and specific financial circumstances. All investments involve risk and the past performance of securities, or financial products does not guarantee future results or returns. Keep in mind that while diversification may help spread risk it does not assure a profit, or protect against loss, in a down market. There is always the potential of losing money when you invest in securities, or other financial products. Investors should consider their investment objectives and risks carefully before investing. For more details, please refer to risk disclosure.
① During the campaign period, US stocks, US stocks short selling, US stock options, Hong Kong stocks, and A-shares trading will maintain at $0 commission, and no subscription/redemption fees for mutual fund transactions. $0 fee offer has a time limit, until further notice. For more information, please visit: https://www.webull.hk/pricing
Webull Securities Limited is licensed with the Securities and Futures Commission of Hong Kong (CE No. BNG700) for carrying out Type 1 License for Dealing in Securities, Type 2 License for Dealing in Futures Contracts and Type 4 License for Advising on Securities.

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